Filing Details
- Accession Number:
- 0001127602-11-006937
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 14:09:30
- Reporting Period:
- 2011-02-23
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 14:09:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1231238 | Jr J Richard Dugas | 100 Bloomfield Hills Pky. Suite 300 Bloomfield Hills MI 48304 | Pres. And Chief Exec. Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-02-23 | 10,000 | $7.01 | 882,402 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-02-23 | 15,000 | $7.03 | 897,402 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-02-23 | 25,000 | $7.04 | 922,402 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 40,612 | Indirect | Susan Dugas Trust (spouse) |
Units | 8,367 | Indirect | By 401(k) Plan |
Footnotes
- Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. The reporting person's units represents 18,133.747 shares of PulteGroup, Inc. CommonStock held in the Fund as of 1/31/2011.