Filing Details
- Accession Number:
- 0001209191-18-050601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-12 12:28:33
- Reporting Period:
- 2018-09-12
- Accepted Time:
- 2018-09-12 12:28:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
818033 | Heron Therapeutics Inc. | HRTX | Pharmaceutical Preparations (2834) | 942875566 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1178579 | C Kevin Tang | 4747 Executive Drive Suite 510 San Diego CA 92121 | Yes | No | Yes | No | |
1191935 | Tang Capital Partners Lp | 4747 Executive Drive, Suite 510 San Diego CA 92121 | No | No | Yes | No | |
1232621 | Tang Capital Management Llc | 4747 Executive Drive, Suite 510 San Diego CA 92121 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-09-12 | 2,695,000 | $35.75 | 5,830,215 | No | 4 | S | Indirect | By LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,347 | Indirect | As Trustee |
Common Stock | 6,941 | Direct |
Footnotes
- The Reporting Person's sale of common stock reported herein may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 192,308 shares of common stock purchased by the Reporting Person on March 29, 2018. The Reporting Person has sent to the Issuer the full amount of the disgorgeable profit arising from the sale reported herein.
- The securities are held by Tang Capital Partners, LP. Kevin C. Tang is the sole manager of Tang Capital Management, LLC, which is the general partner of Tang Capital Partners, LP.
- The securities are held by Kevin C. Tang as custodian for his minor children, as Trustee of the Kevin C. Tang Family Trust, and as Trustee of the Tang Advisors, LLC Profit Sharing Plan.
- 2,147 of these securities are held by Kevin C. Tang's IRA.