Filing Details
- Accession Number:
- 0001567619-18-002430
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-12 12:02:17
- Reporting Period:
- 2018-09-11
- Accepted Time:
- 2018-09-12 12:02:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1598648 | Syburg Ellen Bartel | 11200 West Plank Court Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Commn Stock | Disposition | 2018-09-11 | 2,700 | $17.02 | 0 | No | 4 | S | Indirect | By Spouse |
| Common Stock | Disposition | 2018-09-11 | 3,779 | $17.00 | 0 | No | 4 | S | Indirect | By IRA |
| Common Stock | Disposition | 2018-09-11 | 1,255 | $17.02 | 0 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Spouse |
| No | 4 | S | Indirect | By IRA |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 28,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $12.75 | 2016-03-04 | 2025-03-04 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-03-04 | 100,000 | 100,000 | Direct |
Billionaire Hedge Funds
