Filing Details

Accession Number:
0000920112-18-000244
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 09:50:18
Reporting Period:
2018-09-11
Accepted Time:
2018-09-12 09:50:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920112 Heartland Financial Usa Inc HTLF State Commercial Banks (6022) 421405748
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1589744 Kurt Saylor 1398 Central Ave
Dubuque IA 52001
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2018-09-11 3,550 $60.67 141,318 No 4 S Indirect Trust
Common Stock Disposition 2018-09-11 1,450 $60.67 56,313 No 4 S Indirect Wife's Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Trust
No 4 S Indirect Wife's Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 0 Direct
Common Stock 144,868 Indirect Trust
Common Stock 57,763 Indirect Wife's Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock 2018 Director Restricted Stock Units (retainer) $0.00 460 0 Direct
Common Stock 2018 Director Restricted Stock Units $0.00 1,235 0 Direct
Common Stock 2017 Director Restricted Stock Unit $0.00 1,035 1,035 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
460 0 Direct
1,235 0 Direct
1,035 1,035 Direct
Footnotes
  1. These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
  2. Shares sold pursuant to 10b5-1 Plan effective September 6, 2018
  3. These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
  4. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
  5. These restricted stock units are granted under the 2012 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
  6. HTLF Directors may elect RSUs or cash for the retainer portion of their Director Compensation