Filing Details
- Accession Number:
- 0001628280-18-011771
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-12 07:24:57
- Reporting Period:
- 2018-09-07
- Accepted Time:
- 2018-09-12 07:24:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602682 | E Thomas Conway | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-07 | 33,400 | $2.31 | 33,400 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-07 | 11,262 | $9.40 | 22,138 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-09-11 | 22,138 | $9.36 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-07 | 33,400 | $2.31 | 33,400 | $2.31 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-02-11 | No | 4 | M | Direct |
Footnotes
- Exercise of 33,400 stock options from a 2/11/10 stock option grant of 33,400 options, expiring on 2/11/20, at an exercise price of $2.31 per share.
- Sale of 11,262 underlying exercised shares from a 2/11/10 stock option grant of 33,400 options, expiring on 2/11/20, at an exercise price of $2.31 per share, with exercise price and tax obligations to be satisfied by sale proceeds.
- Sale of 22,138 underlying exercised shares from a 2/11/10 stock option grant of 33,400 options, expiring on 2/11/20, at an exercise price of $2.31 per share, with exercise price and tax obligations to be satisfied by sale proceeds.
- The option vested over four years as follows: 25% on the one-year anniversary of the grant date and 6.25% at the end of each three-month period thereafter.