Filing Details

Accession Number:
0001628280-18-011771
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-12 07:24:57
Reporting Period:
2018-09-07
Accepted Time:
2018-09-12 07:24:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602682 E Thomas Conway C/O Amber Road, Inc.
One Meadowlands Plaza
East Rutherford NJ 07073
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-07 33,400 $2.31 33,400 No 4 M Direct
Common Stock Disposition 2018-09-07 11,262 $9.40 22,138 No 4 S Direct
Common Stock Disposition 2018-09-11 22,138 $9.36 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-07 33,400 $2.31 33,400 $2.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2020-02-11 No 4 M Direct
Footnotes
  1. Exercise of 33,400 stock options from a 2/11/10 stock option grant of 33,400 options, expiring on 2/11/20, at an exercise price of $2.31 per share.
  2. Sale of 11,262 underlying exercised shares from a 2/11/10 stock option grant of 33,400 options, expiring on 2/11/20, at an exercise price of $2.31 per share, with exercise price and tax obligations to be satisfied by sale proceeds.
  3. Sale of 22,138 underlying exercised shares from a 2/11/10 stock option grant of 33,400 options, expiring on 2/11/20, at an exercise price of $2.31 per share, with exercise price and tax obligations to be satisfied by sale proceeds.
  4. The option vested over four years as follows: 25% on the one-year anniversary of the grant date and 6.25% at the end of each three-month period thereafter.