Filing Details
- Accession Number:
- 0000315449-11-000013
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-02-23 13:58:27
- Reporting Period:
- 2011-02-11
- Filing Date:
- 2011-02-23
- Accepted Time:
- 2011-02-23 13:58:27
- Original Submission Date:
- 2011-02-22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 315449 | Uqm Technologies Inc | UQM | Electronic Components, Nec (3679) | 840579156 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1417480 | Jon Lutz | 4120 Specialty Place Longmont CO 80504 | Vice President Of Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-02-11 | 25,000 | $2.18 | 64,243 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-02-11 | 25,000 | $3.62 | 39,243 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-02-11 | 4,933 | $3.61 | 34,310 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | call option | Disposition | 2011-02-11 | 25,000 | $0.00 | 25,000 | $2.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 208,110 | 2013-07-22 | No | 4 | M | Direct |
Footnotes
- various
Billionaire Hedge Funds
