Filing Details
- Accession Number:
- 0001209191-18-050488
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-11 16:33:38
- Reporting Period:
- 2018-09-11
- Accepted Time:
- 2018-09-11 16:33:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524025 | Tilly's Inc. | TLYS | Retail-Apparel & Accessory Stores (5600) | 452164791 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1548775 | Tilly Levine | C/O Tilly'S, Inc. 10 Whatney Irvine CA 92618 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-09-11 | 1,343,406 | $0.00 | 1,343,406 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-09-11 | 1,343,406 | $18.50 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-09-11 | 319,386 | $0.00 | 319,386 | No | 4 | C | Indirect | By Trust 1 |
Class A Common Stock | Disposition | 2018-09-11 | 319,386 | $18.50 | 0 | No | 4 | S | Indirect | By Trust 1 |
Class A Common Stock | Acquisiton | 2018-09-11 | 319,386 | $0.00 | 319,386 | No | 4 | C | Indirect | By Trust 2 |
Class A Common Stock | Disposition | 2018-09-11 | 319,386 | $18.50 | 0 | No | 4 | S | Indirect | By Trust 2 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By Trust 1 |
No | 4 | S | Indirect | By Trust 1 |
No | 4 | C | Indirect | By Trust 2 |
No | 4 | S | Indirect | By Trust 2 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-11 | 1,343,406 | $0.00 | 1,343,406 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-11 | 319,386 | $0.00 | 319,386 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-11 | 319,386 | $0.00 | 319,386 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,969,741 | No | 4 | C | Direct | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The shares reported herein are held in The Tilly Levine Separate Property Trust under which the Reporting Person is trustee and beneficiary. The Reporting Person is a party to a voting trust agreement with Hezy Shaked, an officer and director of the Issuer, granting Mr. Shaked, as trustee under such agreement, the right to vote the shares of Class A Common Stock and Class B Common Stock held by the Reporting Person.
- The sales reported in this Form 4 were effected in a public underwritten secondary offering (the "Offering") pursuant to a Registration Statement on Form S-3 (File. No. 333-226209).
- The price reported in column 4 reflects the public offering price of $18.50 per share pursuant to the terms of the Offering, and excludes underwriting commissions and discounts.
- Represents shares of Class A Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.
- Class B Common Stock has no expiration date and, subject to certain events, is automatically convertible on a one-for-one basis into shares of Class A Common Stock.
- Represents shares of Class B Common Stock held by trusts of which the Reporting Person is trustee and an immediate family member is the beneficiary. The Reporting Person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein, if any.