Filing Details

Accession Number:
0000072333-18-000134
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-11 13:46:18
Reporting Period:
2018-09-10
Accepted Time:
2018-09-11 13:46:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
72333 Nordstrom Inc JWN Retail-Family Clothing Stores (5651) 910515058
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1233866 Robert Sari C/O Nordstrom, Inc.
1700 7Th Avenue
Seattle WA 98101
Senior Vp And Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-10 13,088 $49.15 36,343 No 4 M Direct
Common Stock Acquisiton 2018-09-10 18,196 $50.26 54,539 No 4 M Direct
Common Stock Acquisiton 2018-09-10 13,422 $57.16 67,961 No 4 M Direct
Common Stock Acquisiton 2018-09-10 6,636 $51.32 74,597 No 4 M Direct
Common Stock Acquisiton 2018-09-10 1,682 $46.66 76,279 No 4 M Direct
Common Stock Disposition 2018-09-10 53,024 $65.72 23,255 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-10 13,088 $0.00 13,088 $49.15
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-10 18,196 $0.00 18,196 $50.26
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-10 13,422 $0.00 13,422 $57.16
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-10 6,636 $0.00 6,636 $51.32
Common Stock Employee Stock Option (right to buy) Disposition 2018-09-10 1,682 $0.00 1,682 $46.66
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,754 2022-02-22 No 4 M Direct
3,821 2023-03-04 No 4 M Direct
0 2024-03-03 No 4 M Direct
6,636 2026-02-28 No 4 M Direct
5,049 2027-02-28 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,841 Indirect By 401(k) Plan, per Plan statement dated 8/31/2018.
Footnotes
  1. The option exercise and sale reported herein are pursuant to a 10b5-1 Trading Plan dated 8/27/2018.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.26 to $66.21 inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Exercisable in four equal annual installments commencing on 2/22/2013.
  4. Exercisable in four equal annual installments commencing on 3/4/2014.
  5. Exercisable in four equal annual installments commencing on 3/3/2015.
  6. Exercisable in four equal annual installments commencing on 3/10/2017.
  7. Exercisable in four equal annual installments commencing on 3/10/2018.