Filing Details
- Accession Number:
- 0000072333-18-000134
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-11 13:46:18
- Reporting Period:
- 2018-09-10
- Accepted Time:
- 2018-09-11 13:46:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 72333 | Nordstrom Inc | JWN | Retail-Family Clothing Stores (5651) | 910515058 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1233866 | Robert Sari | C/O Nordstrom, Inc. 1700 7Th Avenue Seattle WA 98101 | Senior Vp And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-10 | 13,088 | $49.15 | 36,343 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-10 | 18,196 | $50.26 | 54,539 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-10 | 13,422 | $57.16 | 67,961 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-10 | 6,636 | $51.32 | 74,597 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-09-10 | 1,682 | $46.66 | 76,279 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-10 | 53,024 | $65.72 | 23,255 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-10 | 13,088 | $0.00 | 13,088 | $49.15 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-10 | 18,196 | $0.00 | 18,196 | $50.26 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-10 | 13,422 | $0.00 | 13,422 | $57.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-10 | 6,636 | $0.00 | 6,636 | $51.32 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2018-09-10 | 1,682 | $0.00 | 1,682 | $46.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,754 | 2022-02-22 | No | 4 | M | Direct | |
| 3,821 | 2023-03-04 | No | 4 | M | Direct | |
| 0 | 2024-03-03 | No | 4 | M | Direct | |
| 6,636 | 2026-02-28 | No | 4 | M | Direct | |
| 5,049 | 2027-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,841 | Indirect | By 401(k) Plan, per Plan statement dated 8/31/2018. |
Footnotes
- The option exercise and sale reported herein are pursuant to a 10b5-1 Trading Plan dated 8/27/2018.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.26 to $66.21 inclusive. The reporting person undertakes to provide to Nordstrom, Inc., any security holder of Nordstrom, Inc., or the staff of the Securities and Exchange Comission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Exercisable in four equal annual installments commencing on 2/22/2013.
- Exercisable in four equal annual installments commencing on 3/4/2014.
- Exercisable in four equal annual installments commencing on 3/3/2015.
- Exercisable in four equal annual installments commencing on 3/10/2017.
- Exercisable in four equal annual installments commencing on 3/10/2018.
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