Filing Details
- Accession Number:
- 0001209191-18-050404
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2018-09-11 11:42:57
- Reporting Period:
- 2018-09-07
- Accepted Time:
- 2018-09-11 11:42:57
- Original Submission Date:
- 2018-09-11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001115 | Geospace Technologies Corp | GEOS | Measuring & Controlling Devices, Nec (3829) | 760447780 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550921 | B. Robbin Adams | 7007 Pinemont Drive Houston TX 77040 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-07 | 500 | $8.78 | 31,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-09-07 | 500 | $13.40 | 31,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-10 | 3,000 | $13.16 | 28,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options (right to buy) | Disposition | 2018-09-07 | 500 | $0.00 | 500 | $8.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-05 | No | 4 | M | Direct |
Footnotes
- The price reported is a weighted average. These shares were sold in multiple transactions at prices ranging from $13.10 to $13.19, inclusive.
- The shares that were issued upon the exercise of these options were immediately sold, as is presented in Table I.
- This option vested in four equal annual installments beginning February 5, 2012 and is now fully exercisable.
Billionaire Hedge Funds
