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Home > Insider Trading > Filing (0001271163-18-000053)

Filing Details

Accession Number:: 0001271163-18-000053
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-10 15:19:32
Reporting Period:: 2018-09-06

Accepted Time:: 2018-09-10 15:19:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1378701	Gdl Fund	GDL.C	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185533	J Mario Gabelli	C/O Gamco Investors, Inc One Corporate Center Rye NY 10580		Yes	No	Yes	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Series C Cumulative Puttable And Callable Preferred Shares	Disposition	2018-09-06	337	$52.22	741	No	4	S	Indirect	Trust Account

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Trust Account

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Series C Cumulative Puttable And Callable Preferred Shares	38,400	Direct
Series C Cumulative Puttable And Callable Preferred Shares	225,000	Indirect	E3M 2016, LLC

Footnotes

The shares reported reflect the total shares owned by trust account for which Mario J. Gabelli serves as trustee.
E3M 2016, LLC is a limited liability company owned entirely by Mr. Gabelli.