Filing Details
- Accession Number:
- 0001680070-18-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-10 14:45:08
- Reporting Period:
- 2018-09-04
- Accepted Time:
- 2018-09-10 14:45:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
709005 | Noble Romans Inc | NROM | Retail-Eating Places (5812) | 351281154 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1680070 | Marcel Herbst | 2846 N Southport Ave Apt 3N Chicago IL 60657 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-04 | 4,100 | $0.64 | 407,900 | No | 4 | S | Indirect | footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | footnote |
Footnotes
- 221900 shares are held in the account of Herbst Capital Management, LLC. (the ""fund"") for which Herbst Capital Partners, LLC (the ""General Partner"")serves as its manager. Marcel Herbst is the General Manager of Herbst Capital Partners, LLC and also serves as the Portfolio Manager of Herbst CapitalManagement, LLC. Mr. Herbst may be deemed to beneficially own these securities held by the fund by virtue of the General Partner's position in the fundand Mr. Herbst's status as the general manager of the General Partner and his status as portfolio manager of the fund. 186000 shares are held in individualclient accounts over which Marcel Herbst has discretionary trading authority. By virtue of this discretionary trading authority, these shares can be deemedbeneficially owned"