Filing Details
- Accession Number:
- 0001533526-18-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-07 18:29:30
- Reporting Period:
- 2018-09-04
- Accepted Time:
- 2018-09-07 18:29:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1533526 | Global Brass & Copper Holdings Inc. | BRSS | Rolling Drawing & Extruding Of Nonferrous Metals (3350) | 061826563 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1588355 | W Kevin Bense | 475 N. Martingale Road Suite 1050 Schaumburg IL 60173 | President - A.j. Oster, Llc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-09-04 | 11,453 | $16.06 | 53,648 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-09-04 | 14,983 | $13.73 | 68,631 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-09-04 | 7,996 | $26.97 | 76,627 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2018-09-04 | 2,694 | $33.90 | 79,321 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2018-09-04 | 31,421 | $37.79 | 47,900 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2018-09-05 | 5,705 | $37.35 | 42,195 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Stock Option (right to buy) | Disposition | 2018-09-04 | 11,453 | $0.00 | 11,453 | $16.06 |
| Commn Stock, Par Value $0.01 Per Share | Stock Option (right to buy) | Disposition | 2018-09-04 | 14,983 | $0.00 | 14,983 | $13.73 |
| Common Stock, Par Value $0.01 Per Share | Stock Option (right to buy) | Disposition | 2018-09-04 | 7,996 | $0.00 | 7,996 | $26.97 |
| Common Stock Par Value, $0.01 Per Share | Stock Option (right to buy) | Disposition | 2018-09-04 | 2,694 | $0.00 | 2,694 | $33.90 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-04-03 | No | 4 | M | Direct | |
| 0 | 2025-02-12 | No | 4 | M | Direct | |
| 3,999 | 2026-02-11 | No | 4 | M | Direct | |
| 5,839 | 2027-02-09 | No | 4 | M | Direct |
Footnotes
- Late filing due to administrative error.
- Shares acquired from the exercise of stock options granted under the Issuer's equity incentive plan.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.50 to $38.15, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $37.35 to $37.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These options were granted on April 3, 2014 and vested in three equal installments on the first three anniversaries of the grant date.
- These options were granted on February 12, 2015 and vested in three equal installments on the first three anniversaries of the grant date.
- These options were granted on February 11, 2016 and are scheduled to vest in three equal installments on the first three anniversaries of the grant date. The first two tranches have vested.
- These options were granted on February 9, 2017 and are scheduled to vest in three equal installments on the first three anniversaries of the grant date. The first tranche has vested.
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