Filing Details
- Accession Number:
- 0001209191-18-050120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-07 17:42:55
- Reporting Period:
- 2018-09-05
- Accepted Time:
- 2018-09-07 17:42:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1600132 | Bellerophon Therapeutics Inc. | BLPH | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1277997 | P L Iv Associates Venrock | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
| 1698082 | P Nimish Shah | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
| 1738048 | Venrock Healthcare Capital Partners Iii, L.p. | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
| 1738053 | Vhcp Management Iii, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No | |
| 1750761 | Vhcp Co-Investment Holdings Iii, Llc | C/O Venrock 3340 Hillview Avenue Palo Alto CA 94304 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-09-05 | 50,000 | $0.85 | 6,591,163 | No | 4 | P | Indirect | By funds |
| Common Stock | Acquisiton | 2018-09-06 | 50,000 | $0.84 | 6,641,163 | No | 4 | P | Indirect | By funds |
| Common Stock | Acquisiton | 2018-09-07 | 60,000 | $0.90 | 6,701,163 | No | 4 | P | Indirect | By funds |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By funds |
| No | 4 | P | Indirect | By funds |
| No | 4 | P | Indirect | By funds |
Footnotes
- This Form 4 is the second of two Form 4s being filed to report the beneficial ownership of the following Reporting Persons: Venrock Associates IV, LP, Venrock Partners, LP, Venrock Entrepreneurs Fund IV, LP, Venrock Management IV, LLC, Venrock Partners Management, LLC, VEF Management IV, LLC, Venrock Healthcare Capital Partners II, LP, VHCP Management II, LLC, VHCP Co Investment Holdings II, LLC, Venrock Healthcare Capital Partners III, LP, VHCP Management III, LLC, VHCP Co Investment Holdings III, LLC, Bong Koh and Nimish Shah. Two Form 4s are being filed because each form can report a maximum of 10 reporting persons.
- Consists of (i) 45,455 shares purchased by Venrock Healthcare Capital Partners III, LP and (ii) 4,545 shares purchased by VHCP Co-Investment Holdings III, LLC.
- Consists of (i) 54,546 shares purchased by Venrock Healthcare Capital Partners III, LP and (ii) 5,454 shares purchased by VHCP Co-Investment Holdings III, LLC.
Billionaire Hedge Funds
