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Filing Details

Accession Number:: 0001179110-18-011223
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-07 17:41:41
Reporting Period:: 2018-06-01

Accepted Time:: 2018-09-07 17:41:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1366246	Glu Mobile Inc	GLUU	Services-Computer Programming Services (7371)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1392677	R Eric Ludwig	C/O Glu Mobile Inc. 875 Howard Street, Suite 100 San Francisco CA 94103	Evp, Coo And Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2018-09-07	142,500	$3.29	222,696	No	4	M	Direct
Common Stock	Disposition	2018-09-07	142,500	$0.00	80,196	No	4	G	Direct
Common Stock	Acquisiton	2018-09-07	142,500	$0.00	419,462	No	4	G	Indirect	Trust
Common Stock	Disposition	2018-09-07	142,500	$7.32	276,962	No	4	S	Indirect	Trust
Common Stock	Disposition	2018-08-22	23,196	$0.00	57,000	No	4	G	Direct
Common Stock	Acquisiton	2018-08-22	23,196	$0.00	300,153	No	4	G	Indirect	Trust
Common Stock	Disposition	2018-06-01	4,440	$0.00	295,713	No	4	G	Indirect	Trust
Common Stock	Disposition	2018-06-01	4,440	$0.00	291,273	No	4	G	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	G	Direct
No	4	G	Indirect	Trust
No	4	S	Indirect	Trust
No	4	G	Direct
No	4	G	Indirect	Trust
No	4	G	Indirect	Trust
No	4	G	Indirect	Trust

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2018-09-07	142,500	$0.00	142,500	$3.29

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2018-10-09	No	4	M	Direct

Footnotes

Includes 6,648 shares acquired pursuant to Glu Mobile Inc.'s 2007 Employee Stock Purchase Plan on August 21, 2018, which purchase was exempt from reporting Rule 16b-3(c) promulgated under the Securities Exchange Act of 1934, as amended.
The transactions were effected pursuant to a trading plan covering the exercised stock options which were about to expire on October 9, 2018, designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (as amended) dated May 31, 2018, as amended on August 2, 2018.
Represents a transfer of shares to the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $7.07 to $7.44. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
Represents a transfer of shares to Mary B. Ludwig from the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
Represents a transfer of shares to Megan E. Ludwig from the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
The option vested over a 48-month period, with 25% of the shares becoming exercisable on October 9, 2013, the one year anniversary of the vesting commencement date, and the remaining shares vesting and becoming exercisable in 36 equal monthly installments thereafter, such that the option was fully vested on October 9, 2016.