Filing Details
- Accession Number:
- 0001179110-18-011216
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-07 16:58:44
- Reporting Period:
- 2018-09-06
- Accepted Time:
- 2018-09-07 16:58:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1219120 | Advent Claymore Convertible Securities & Income Fund | AVK | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251344 | L Gerald Seizert | 227 W. Monroe Street 7Th Floor Chicago IL 60606 | Yes | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-06 | 7,000 | $15.69 | 124,581 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-09-06 | 8,000 | $15.70 | 132,581 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-09-06 | 1,500 | $15.65 | 134,081 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2018-09-06 | 2,000 | $15.66 | 136,081 | No | 4 | P | Indirect | Candace Seizert Trust |
Common Stock | Acquisiton | 2018-09-06 | 3,500 | $15.65 | 139,581 | No | 4 | P | Indirect | Candace Seizert 2012 Gift Trust |
Common Stock | Acquisiton | 2018-09-06 | 1,700 | $15.66 | 141,281 | No | 4 | P | Indirect | Dean K Seizert Residuary Trust fbo Donna Henson (Sister) |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | Candace Seizert Trust |
No | 4 | P | Indirect | Candace Seizert 2012 Gift Trust |
No | 4 | P | Indirect | Dean K Seizert Residuary Trust fbo Donna Henson (Sister) |