Filing Details
- Accession Number:
- 0001567619-18-002311
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-07 16:32:13
- Reporting Period:
- 2018-09-05
- Accepted Time:
- 2018-09-07 16:32:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1512499 | Lindblad Expeditions Holdings Inc. | LIND | Transportation Services (4700) | 274749725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1639447 | Trey Byus | 96 Morton Street New York NY 10014 | Chief Expedition Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-09-05 | 10,000 | $15.40 | 356,607 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | $0.00 | 13,389 | 13,389 | Direct | ||
Common Stock | Restricted Stock Units | $0.00 | 10,231 | 10,231 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
13,389 | 13,389 | Direct | |
10,231 | 10,231 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.33 to $15.46, inclusive. The Reporting Person undertakes to provide Lindblad Expeditions Holdings, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
- The restricted stock units vest in three equal annual installments beginning March 30, 2019, subject to the Reporting Person's continued employment or service with the Company.
- The restricted stock units vest in three equal annual installments beginning April 3, 2018, subject to the Reporting Person's continuing employment or service with the Company.