Filing Details
- Accession Number:
- 0001209191-18-050056
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-07 16:19:58
- Reporting Period:
- 2018-09-05
- Accepted Time:
- 2018-09-07 16:19:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1585858 | S Timothy Cabral | C/O Veeva Systems Inc. 4280 Hacienda Drive Pleasanton CA 94588 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-09-05 | 30,000 | $0.00 | 30,000 | No | 4 | C | Direct | |
Class A Common Stock | Acquisiton | 2018-09-05 | 10,000 | $0.00 | 40,000 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2018-09-05 | 5,657 | $99.01 | 34,343 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-05 | 9,270 | $99.91 | 25,073 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-05 | 3,200 | $101.05 | 21,873 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-05 | 15,192 | $101.98 | 6,681 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-05 | 5,681 | $102.86 | 1,000 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2018-09-05 | 1,000 | $103.52 | 0 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2018-09-05 | 10,000 | $0.00 | 10,000 | No | 4 | C | Indirect | By TC 2103 Annuity Trust |
Class A Common Stock | Disposition | 2018-09-05 | 7,397 | $102.56 | 2,603 | No | 4 | S | Indirect | By TC 2013 Annuity Trust |
Class A Common Stock | Disposition | 2018-09-05 | 2,603 | $103.33 | 0 | No | 4 | S | Indirect | By TC 2013 Annuity Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | C | Indirect | By TC 2103 Annuity Trust |
No | 4 | S | Indirect | By TC 2013 Annuity Trust |
No | 4 | S | Indirect | By TC 2013 Annuity Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (right to purchase) | Disposition | 2018-09-05 | 30,000 | $0.00 | 30,000 | $3.92 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2018-09-05 | 30,000 | $0.00 | 30,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-05 | 30,000 | $0.00 | 30,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-05 | 10,000 | $0.00 | 10,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2018-09-05 | 10,000 | $0.00 | 10,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
266,634 | 2023-03-09 | No | 4 | M | Direct | |
80,000 | No | 4 | A | Direct | ||
50,000 | No | 4 | C | Direct | ||
40,000 | No | 4 | C | Direct | ||
15,691 | No | 4 | C | Indirect |
Footnotes
- Transaction exempt from Section 16(b) of the Securities Exchange Act of 1934 (the "Act") pursuant to Rule 16b-6(b) promulgated under the Act.
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.3900 to $99.3700 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.4200 to $100.3900 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.4600 to $101.4300 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.5200 to $102.5100 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.5200 to $103.3300 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by the TC 2013 Annuity Trust (the "TC Trust"). The Reporting Person is a trustee and beneficiary of the TC Trust and may be deemed to share voting and dispositive power with regard to the reported shares held by the TC Trust.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.0400 to $103.0000 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.0900 to $103.5200 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option shares are fully vested and may be exercised at any time.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect after the closing of the IPO. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock or (b) October 15, 2023.