Filing Details
- Accession Number:
- 0001704759-18-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-07 13:50:41
- Reporting Period:
- 2018-09-05
- Accepted Time:
- 2018-09-07 13:50:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
934549 | Acacia Research Corp | ACTG | Patent Owners & Lessors (6794) | 954405754 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1704759 | Jr B Robert Stewart | 520 Newport Center Drive 12Th Floor Newport Beach CA 92660 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-09-05 | 66,115 | $3.12 | 164,758 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-09-05 | 66,115 | $3.75 | 98,643 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Acacia Research Corporation Common Stock | Stock Option (Right to Buy) | Disposition | 2018-09-05 | 66,115 | $0.00 | 66,115 | $3.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,223 | 2023-03-01 | No | 4 | M | Direct |
Footnotes
- The option shares are exercisable in six equal installments over a three year period from March 1, 2016.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.75 to $3.80, inclusive. Mr. Stewart undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (2) to this Form 4.