Filing Details
- Accession Number:
- 0001280263-18-000078
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-06 18:06:04
- Reporting Period:
- 2018-09-04
- Accepted Time:
- 2018-09-06 18:06:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1280263 | Ambarella Inc | AMBA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1189229 | B Christopher Paisley | 3101 Jay Street Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2018-09-06 | 1,000 | $6.00 | 17,765 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2018-09-06 | 1,000 | $40.00 | 16,765 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Non-Qualified Stock Option (right to buy) | Disposition | 2018-09-06 | 1,000 | $0.00 | 1,000 | $6.00 |
Ordinary Shares | Restricted Stock Units | Acquisiton | 2018-09-04 | 5,248 | $0.00 | 5,248 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,667 | 2022-10-08 | No | 4 | M | Direct | |
5,248 | 2019-09-15 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.
- Shares subject to the option vest monthly over four years commencing on August 20, 2012.
- Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
- The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.