Filing Details

Accession Number:
0001280263-18-000078
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-06 18:06:04
Reporting Period:
2018-09-04
Accepted Time:
2018-09-06 18:06:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1280263 Ambarella Inc AMBA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1189229 B Christopher Paisley 3101 Jay Street
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares Acquisiton 2018-09-06 1,000 $6.00 17,765 No 4 M Direct
Ordinary Shares Disposition 2018-09-06 1,000 $40.00 16,765 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Non-Qualified Stock Option (right to buy) Disposition 2018-09-06 1,000 $0.00 1,000 $6.00
Ordinary Shares Restricted Stock Units Acquisiton 2018-09-04 5,248 $0.00 5,248 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,667 2022-10-08 No 4 M Direct
5,248 2019-09-15 No 4 A Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on June 11, 2018.
  2. Shares subject to the option vest monthly over four years commencing on August 20, 2012.
  3. Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
  4. The restricted stock units will vest as to 1/4th of the restricted stock units each three months following the vesting start date of September 15, 2018, so as to be 100% vested on September 15, 2019.