Filing Details
- Accession Number:
- 0001567619-18-002198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-06 16:46:00
- Reporting Period:
- 2018-09-04
- Accepted Time:
- 2018-09-06 16:46:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1505732 | Bankwell Financial Group Inc. | BWFG | State Commercial Banks (6022) | 208251355 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1718796 | Laura Waitz | C/O Bankwell Financial Group, Inc. 208 Elm Street New Canaan CT 06840 | Evp & Chief Of Staff | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-09-04 | 610 | $31.17 | 6,890 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,500 | Direct | |
| Common Stock | 1,500 | Direct |
Footnotes
- On 9/4/18 - 610 shares were withheld and sold through the Company sponsored cashless stock exercise program, to cover tax liability with respect to the vesting of restricted stock previously reported.
- Range of reported purchase price is $31.15 - $31.24. Reporting person agrees to provide individual transaction information to SEC upon request.
- 7,500 shares of restricted stock granted pursuant to the 2012 BNC Financial Group, Inc. Stock Plan and will vest in four equal annual installments of 25%, with the first installment to vest on August 31, 2018 and an additional 25% to vest on each annual anniversary of the vesting date thereafter. 1,875 Shares have vested.
- 3,000 shares of Bankwell Financial Group, Inc. stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan. 1,500 of those shares are restricted stock that will vest in three substantially equal annual installments, with the first installment to vest on February 7, 2019 and the second and third installments to vest on each annual anniversary of the vesting date thereafter. 1,500 of those shares are performance restricted stock and may vest when and if the performance goal is achieved.
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