Filing Details

Accession Number:
0001562180-18-003851
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-06 14:41:22
Reporting Period:
2018-09-05
Accepted Time:
2018-09-06 14:41:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1378946 People's United Financial Inc. PBCT Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1740061 F Mark Herron C/O People'S United Bank, N.a.
850 Main Street
Bridgeport CT 06604
Executive Vice President No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-09-05 10,127 $15.29 31,242 No 4 M Direct
Common Stock Disposition 2018-09-05 10,127 $18.65 21,115 No 4 S Direct
Common Stock Disposition 2018-09-05 849 $18.64 20,266 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Option to Buy Disposition 2018-09-05 10,127 $0.00 10,127 $15.29
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,128 2026-05-19 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $18.63 to $18.66. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. This transaction was executed in multiple trades at prices ranging from $18.64 to $18.645. The reported price reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
  3. Includes 291 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 3 shares acquired through dividend reinvestment). Information is based on 6/30/18 Plan statement.
  4. Exercisable in annual increments on 3/1/2017 (33 1/3%); 3/1/2018 (33 1/3%); and 3/1/2019 (33 1/3%).