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Filing Details

Accession Number:: 0000899243-18-023905
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2018-09-06 13:49:45
Reporting Period:: 2018-09-04

Accepted Time:: 2018-09-06 13:49:45
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	Services-Prepackaged Software (7372)	205530976

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1591294	Slp (Jersey) Yucca	C/O Efg Wealth Solutions (Jersey) Ltd. No. 1 Seaton Place St. Helier Y9 JEA 8YJ	No	No	Yes	No
1611760	Ltd Associates Yucca	C/O Efg Wealth Solutions (Jersey) Ltd. No. 1 Seaton Place St. Helier Y9 JEA 8YJ	No	No	Yes	No
1736898	Ltd Ii Associates Growth Venture Index	C/O Efg Wealth Solutions (Jersey) Ltd. No. 1 Seaton Place St. Helier Y9 JEA 8YJ	No	No	Yes	No
1736959	Index Ventures Growth Ii (Jersey), L.p.	C/O Efg Wealth Solutions (Jersey) Ltd. No. 1 Seaton Place St. Helier Y9 JEA 8YJ	No	No	Yes	No
1736960	Index Ventures Growth Ii Parallel Entrepreneur Fund (Jersey), L.p.	C/O Efg Wealth Solutions (Jersey) Ltd. No. 1 Seaton Place St. Helier Y9 JEA 8YJ	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-09-04	1,053,868	$0.00	1,053,868	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	1,042,337	$0.00	11,531	No	4	J	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	1,202	$26.79	10,329	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	10,329	$26.24	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2018-09-04	3,860	$0.00	3,860	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	402	$26.79	3,458	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	3,458	$26.24	0	No	4	S	Indirect	See Footnote
Class A Common Stock	Acquisiton	2018-09-04	13,389	$0.00	13,389	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	1,396	$26.79	11,993	No	4	S	Indirect	See Footnote
Class A Common Stock	Disposition	2018-09-05	11,993	$26.24	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	J	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2018-09-04	1,053,868	$0.00	1,053,868	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-09-04	3,860	$0.00	3,860	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2018-09-04	13,389	$0.00	13,389	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,161,606	No	4	C	Indirect
11,582	No	4	C	Indirect
40,167	No	4	C	Indirect

Footnotes

At the request of the holder, on September 4, 2018, each such share of the issuer's Class B Common Stock converted into one (1) share of the issuer's Class A Common Stock.
The securities are held by Index Ventures Growth II (Jersey), L.P. ("IVG II"). Index Venture Growth Associates II Limited ("Associates") is the general partner of IVG II. Associates disclaims Section 16 beneficial ownership of the securities held by IVG II, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose.
On September 5, 2018, IVG II distributed, for no consideration, 1,042,337 shares of Class A Common Stock of the issuer to its limited partners, representing each such partner's pro rata interest in the shares held by IVG II. The aforementioned distributions were made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The securities are held directly by Index Ventures Growth II Parallel Entrepreneur Fund (Jersey), L.P. ("Parallel"). Associates is the general partner of Parallel. Associates disclaims Section 16 beneficial ownership of the securities held by Parallel, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Associates is the beneficial owner of such securities for Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The securities are held directly by Yucca (Jersey) SLP ("Yucca"). The general partner of Yucca is Yucca Associates Limited ("YAL"). YAL disclaims Section 16 beneficial ownership of the securities held by Yucca, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that YAL is the beneficial owner of such securities for Section 16 or any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.705 - $27.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.70 - $26.68, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.