Filing Details

Accession Number:
0000899243-18-023886
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-05 21:09:55
Reporting Period:
2018-08-31
Accepted Time:
2018-09-05 21:09:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423774 Zuora Inc ZUO () WA
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
904057 G Paul Allen C/O Vulcan Ventures
505 Fifth Avenue South, Suite 900
Seattle WA 98104
No No Yes No
1579540 Cougar Investment Holdings Llc C/O Vulcan Ventures
505 Fifth Ave. S, Suite 900
Seattle WA 98104
No No Yes No
1608244 Vulcan Capital Growth Equity Llc C/O Vulcan Ventures
505 Fifth Ave. S, Suite 900
Seattle WA 98104
No No Yes No
1608245 Vulcan Capital Growth Equity Management Llc C/O Vulcan Ventures
505 Fifth Ave. S, Suite 900
Seattle WA 98104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-08-31 651,881 $27.96 2,215,564 No 4 S Indirect By Vulcan Capital Growth Equity LLC
Class A Common Stock Acquisiton 2018-08-31 64,980 $28.96 2,150,584 No 4 S Indirect By Vulcan Capital Growth Equity LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Vulcan Capital Growth Equity LLC
No 4 S Indirect By Vulcan Capital Growth Equity LLC
Footnotes
  1. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.61 to $28.60 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. These securities are held of record by Vulcan Capital Growth Equity LLC ("VCGE"). Vulcan Capital Growth Equity Management LLC ("VCGE Management") manages VCGE. VCGE Management is managed by Cougar Investment Holdings LLC, which is wholly owned by Paul G. Allen, who has sole voting and investment power over the shares held by VCGE. Mr. Allen disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
  3. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.61 to $29.09 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.