Home > Insider Trading > Filing (0001209191-18-049664)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1499422	Rbb Bancorp	RBB	State Commercial Banks (6022)	272776416

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1711496	Phong Yee Thian	660 S. Figueroa Street Suite 1888 Los Angeles CA 90017	President/Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, No Par Value	Acquisiton	2018-08-31	150,000	$9.29	481,577	No	4	M	Direct
Common Stock, No Par Value	Disposition	2018-08-31	150,000	$28.70	331,577	No	4	S	Direct
Stock Options	Disposition	2018-08-31	150,000	$9.29	324,166	No	4	M	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Option (right to buy)	Disposition	2018-08-31	150,000	$9.29	232,010	$9.29

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
82,010		2018-11-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Restricted Stock Shares	43,425	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Option (right to buy)	$9.29	2018-11-18	10,763	10,763	Direct
Common Stock	Option (right to buy)	$9.29	2019-01-02	10,763	10,763	Direct
Common Stock	Option (right to buy)	$9.29	2021-05-18	10,763	10,763	Direct
Common Stock	Option (right to buy)	$11.15	2022-05-16	10,763	10,763	Direct
Common Stock	Option (right to buy)	$11.15	2023-01-01	242,156	242,156	Direct
Common Stock	Option (right to buy)	$11.15	2023-05-15	10,763	10,763	Direct
Common Stock	Option (right to buy)	$13.21	2024-05-21	10,250	10,250	Direct
Common Stock	Option (right to buy)	$17.08	2025-05-20	10,000	10,000	Direct
Common Stock	Option (right to buy)	$18.25	2026-05-17	10,000	10,000	Direct
Restricted Stock	Restricted Stock Shares	$29.38		43,425	43,425	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-11-18	10,763	10,763	Direct
2019-01-02	10,763	10,763	Direct
2021-05-18	10,763	10,763	Direct
2022-05-16	10,763	10,763	Direct
2023-01-01	242,156	242,156	Direct
2023-05-15	10,763	10,763	Direct
2024-05-21	10,250	10,250	Direct
2025-05-20	10,000	10,000	Direct
2026-05-17	10,000	10,000	Direct
	43,425	43,425	Direct

Footnotes

These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant.
These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant.
These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant.
These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant.
These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant.
These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant.
These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant.
These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant.
These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant.
These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant.
These restricted stock vest in three equal annual installments beginning one year after the 08/15/2018 date of grant.
There will be no expiration date once restricted stock shares vest.