Home > Insider Trading > Filing (0001624339-18-000006)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
820318	Ii-Vi Inc	IIVI	Optical Instruments & Lenses (3827)	251214948

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1624339	G David Wagner	C/O Ii-Vi Incorporated 375 Saxonburg Boulevard Saxonburg PA 16056	Vp, Human Resources	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2018-09-04	11,200	$13.99	71,578	No	4	M	Direct
Common Stock	Acquisiton	2018-09-04	2,134	$12.08	73,712	No	4	M	Direct
Common Stock	Acquisiton	2018-09-04	3,900	$16.86	77,612	No	4	M	Direct
Common Stock	Acquisiton	2018-09-04	8,300	$17.53	85,912	No	4	M	Direct
Common Stock	Acquisiton	2018-09-04	7,542	$17.84	93,454	No	4	M	Direct
Common Stock	Disposition	2018-09-04	23,228	$47.87	70,226	No	4	S	Direct
Common Stock	Disposition	2018-09-04	9,848	$48.33	60,378	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Opiton (Right to Buy)	Disposition	2018-09-04	11,200	$0.00	11,200	$13.99
Common Stock	Option (Right to Buy)	Disposition	2018-09-04	2,134	$0.00	2,134	$12.08
Common Stock	Option (Right to Buy)	Disposition	2018-09-04	3,900	$0.00	3,900	$16.86
Common Stock	Option (Right to Buy)	Disposition	2018-09-04	8,300	$0.00	8,300	$17.53
Common Stock	Option (Right to Buy)	Disposition	2018-09-04	7,542	$0.00	7,542	$17.84

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,800	2024-08-16	No	4	M	Direct
0	2019-08-15	No	4	M	Direct
0	2020-08-21	No	4	M	Direct
0	2021-08-20	No	4	M	Direct
5,028	2025-08-15	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	500	Indirect	By Father

Footnotes

The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018.
Represents the weighted average of multiple sale transactions ranging in price from $47.2500 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
Represents the weighted average of multiple sale transactions ranging in price from $48.2500 to $48.6000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
These options vest in five equal annual installments beginning on August 16, 2015.
These options vested in full on August 15, 2014.
These options vested in five equal annual installments beginning on August 21, 2011.
These options vested in five equal annual installments beginning on August 20, 2012.
These options vest in five equal annual installments beginning on August 15, 2016.