Filing Details
- Accession Number:
- 0001127602-18-026809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-05 16:49:38
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2018-09-05 16:49:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 859163 | Avx Corp | AVX | Electronic Components & Accessories (3670) | 330379007 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1654264 | Willing King | 1 Avx Blvd Fountain Inn SC 29681 | Sr Corp Vp, Tantalum Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-31 | 5,000 | $13.70 | 15,304 | No | 4 | M | Indirect | By Retirement Plan Trustees |
| Common Stock | Disposition | 2018-08-31 | 5,000 | $20.88 | 10,304 | No | 4 | S | Indirect | By Retirement Plan Trustees |
| Common Stock | Acquisiton | 2018-08-31 | 3,991 | $13.70 | 14,295 | No | 4 | M | Indirect | By Retirement Plan Trustees |
| Common Stock | Disposition | 2018-08-31 | 3,991 | $21.00 | 10,304 | No | 4 | S | Indirect | By Retirement Plan Trustees |
| Common Stock | Acquisiton | 2018-08-31 | 1,009 | $13.70 | 11,313 | No | 4 | M | Indirect | By Retirement Plan Trustees |
| Common Stock | Disposition | 2018-08-31 | 1,009 | $20.99 | 10,304 | No | 4 | S | Indirect | By Retirement Plan Trustees |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Retirement Plan Trustees |
| No | 4 | S | Indirect | By Retirement Plan Trustees |
| No | 4 | M | Indirect | By Retirement Plan Trustees |
| No | 4 | S | Indirect | By Retirement Plan Trustees |
| No | 4 | M | Indirect | By Retirement Plan Trustees |
| No | 4 | S | Indirect | By Retirement Plan Trustees |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2018-08-31 | 5,000 | $0.00 | 5,000 | $13.70 |
| Common Stock | Incentive Stock Option (Right to Buy) | Disposition | 2018-08-31 | 3,991 | $0.00 | 3,991 | $13.70 |
| Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2018-08-31 | 1,009 | $0.00 | 1,009 | $13.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,991 | 2011-06-14 | 2020-06-14 | No | 4 | M | Direct |
| 0 | 2011-06-14 | 2020-06-14 | No | 4 | M | Direct |
| 0 | 2011-06-14 | 2020-06-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,752 | Direct |
Billionaire Hedge Funds
