Filing Details

Accession Number:
0001631316-18-000006
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-05 16:22:45
Reporting Period:
2018-08-31
Accepted Time:
2018-09-05 16:22:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351051 Genesis Healthcare Inc. GEN Services-Skilled Nursing Care Facilities (8051) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1631316 A David Reis C/O Genesis Healthcare, Inc.
101 East State Street
Kennett Square PA 19348
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2018-08-31 21,589 $1.78 2,572,846 No 4 S Direct
Class A Common Stock Disposition 2018-08-31 715 $1.78 90,910 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-08-31 1,551 $1.78 195,363 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-09-04 21,630 $1.69 2,551,216 No 4 S Direct
Class A Common Stock Disposition 2018-09-04 717 $1.69 90,193 No 4 S Indirect See footnote
Class A Common Stock Disposition 2018-09-04 1,553 $1.69 193,810 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 608,730 Indirect See footnote
Footnotes
  1. Transactions were effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in column 4 is a weighted average price. These shares of the Issuer's Class A Common Stock ("Class A Shares") were purchased in multiple transactions at prices ranging from $1.76 to $1.81. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission ("SEC"), upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. Includes 68,650 unvested restricted stock units and 92,000 vested restricted stock units that have not yet been paid in Class A Shares.
  4. Represents Class A Shares held by David Reis Family Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
  5. Represents Class A Shares held by The David Reis Subchapter S Trust, of which Mr. Reis serves as trustee. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.
  6. The price reported in column 4 is a weighted average price. These Class A Shares were purchased in multiple transactions at prices ranging from $1.65 to $1.7514. The reporting persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  7. Represents Class A Shares held by Senior Care Genesis, LLC, of which Mr. Reis may be deemed to be the beneficial owner. Mr. Reis disclaims beneficial ownership of such Class A Shares, except to the extent of Mr. Reis's pecuniary interest therein.