Filing Details

Accession Number:
0001567619-18-002090
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-09-04 21:03:56
Reporting Period:
2018-08-30
Accepted Time:
2018-09-04 21:03:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1200375 Codexis Inc CDXS () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181179 J Bernard Kelley C/O Codexis, Inc.
200 Penobscot Drive
Redwood City CA 94063
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-30 16,666 $7.46 242,334 No 4 M Direct
Common Stock Disposition 2018-08-30 16,666 $17.15 225,668 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2018-08-30 16,666 $0.00 16,666 $7.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-06-02 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades in prices ranging from $16.925 to $17.40, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
  2. 100% of the shares subject to the option are fully vested and exercisable.