Filing Details
- Accession Number:
- 0000855658-18-000129
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 20:54:37
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-09-04 20:54:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1292289 | Wayne Byron Milstead | 111 Sw 5Th Ave., 7Th Fl. Portland OR 97204 | Vp Corp, General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-30 | 2,660 | $8.07 | 12,385 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-30 | 34,678 | $6.10 | 47,063 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-30 | 9,154 | $6.10 | 56,217 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-30 | 24,750 | $5.28 | 80,967 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2018-08-30 | 11,035 | $5.73 | 92,002 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-30 | 79,617 | $8.08 | 12,385 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-30 | 24,750 | $0.00 | 24,750 | $5.28 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-30 | 11,035 | $0.00 | 11,035 | $5.73 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-30 | 34,678 | $0.00 | 34,678 | $6.10 |
| Common Stock | Performance Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-30 | 9,154 | $0.00 | 9,154 | $6.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 50,050 | 2016-08-13 | 2023-05-13 | No | 4 | M | Direct |
| 40,465 | 2018-01-18 | 2024-10-18 | No | 4 | M | Direct |
| 4,954 | 2015-05-06 | 2025-02-06 | No | 4 | M | Direct |
| 18,319 | 2017-02-06 | 2025-02-06 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.00 to $8.105.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- Grants of Performance Options vest as follows: 100% on the second anniversary of the grant date upon achievement of the performance conditions.
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