Filing Details
- Accession Number:
- 0000855658-18-000127
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 20:53:08
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2018-09-04 20:53:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1672197 | J Maxwell Downing | 111 Sw 5Th Ave., 7Th Fl. Portland OR 97204 | Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-31 | 10,496 | $5.40 | 36,367 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-08-31 | 21,897 | $7.54 | 58,264 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-08-31 | 26,247 | $5.85 | 84,511 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-08-31 | 23,561 | $5.88 | 108,072 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-08-31 | 17,121 | $5.73 | 125,193 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-31 | 99,322 | $8.13 | 25,871 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-08-31 | 19,538 | $8.13 | 6,333 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-31 | 10,496 | $0.00 | 10,496 | $5.40 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-31 | 17,121 | $0.00 | 17,121 | $5.73 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-31 | 26,247 | $0.00 | 26,247 | $5.85 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-31 | 23,561 | $0.00 | 23,561 | $5.88 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2018-08-31 | 21,897 | $0.00 | 21,897 | $7.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-06-25 | 2020-03-25 | No | 4 | M | Direct |
62,779 | 2018-01-18 | 2024-10-18 | No | 4 | M | Direct |
8,749 | 2015-10-09 | 2022-07-09 | No | 4 | M | Direct |
23,562 | 2016-10-19 | 2023-07-19 | No | 4 | M | Direct |
0 | 2014-06-21 | 2021-03-21 | No | 4 | M | Direct |
Footnotes
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $8.10 to $8.15.
- This option to purchase shares of common stock becomes exercisable over a four year period where in 1/16th (6.25%) of the total shares granted vest on each quarterly anniversary of the grant date.
- This option to purchase shares of common stock becomes exercisable over a three and half year period where in 1/14th of the total shares granted vest on each quarterly anniversary of the grant date.