Filing Details
- Accession Number:
- 0001209191-18-049325
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 18:26:24
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-09-04 18:26:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1419625 | Apptio Inc | APTI | Services-Prepackaged Software (7372) | 261175252 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1685087 | C John Morrow | 11100 Ne 8Th Street, Suite 600 Bellevue WA 98004 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2018-08-30 | 1,201 | $38.20 | 44,054 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2018-09-04 | 2,083 | $0.00 | 46,137 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-09-04 | 521 | $0.00 | 46,658 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-09-04 | 313 | $0.00 | 46,971 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-09-04 | 1,458 | $0.00 | 48,429 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2018-09-04 | 2,018 | $0.00 | 50,447 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2018-09-04 | 6,393 | $38.46 | 44,054 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-09-04 | 2,083 | $0.00 | 2,083 | $12.64 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-09-04 | 521 | $0.00 | 521 | $13.55 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-09-04 | 313 | $0.00 | 313 | $13.99 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-09-04 | 1,458 | $0.00 | 1,458 | $14.31 |
| Class A Common Stock | Stock Option (right to buy) | Disposition | 2018-09-04 | 2,018 | $0.00 | 2,018 | $14.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,084 | 2024-09-29 | No | 4 | M | Direct | |
| 3,646 | 2025-02-19 | No | 4 | M | Direct | |
| 2,500 | 2025-05-06 | No | 4 | M | Direct | |
| 32,814 | 2025-11-05 | No | 4 | M | Direct | |
| 22,207 | 2027-05-12 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2018.
- Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement.
- Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,083 shares of Class A Common Stock.
- Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,604 shares of Class A Common Stock.
- Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 2,917 shares of Class A Common Stock.
- Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 4,375 shares of Class A Common Stock.
- Includes 44,054 RSUs that represent contingent rights to receive 44,054 shares of the Issuer's Class A Common Stock upon settlement and 6,393 shares of Class A Common Stock.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.21 to $38.79. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
- 1/4th of the shares subject to the option became vested and exercisable on April 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
- 1/4th of the shares subject to the option became vested and exercisable on May 1, 2016 and 1/48th of the shares subject to the option vest monthly thereafter.
- 1/8th of the shares subject to the option became vested and exercisable on May 1, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months. 1/8th of the shares subject to the option became vested and exercisable on September 29, 2017 and 1/96th of the shares subject to the option vest monthly thereafter for the next 36 months.
- 1/4th of the shares subject to the option became vested and exercisable on May 15, 2018 and 1/16th of the remaining shares vest quarterly thereafter over the following three years, subject to the Reporting Person's continued service through each vesting date.
Billionaire Hedge Funds
