Filing Details
- Accession Number:
- 0001340127-18-000123
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-09-04 17:13:38
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-09-04 17:13:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340127 | Carbonite Inc | CARB | Services-Computer Processing & Data Preparation (7374) | 331111329 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1663708 | Norman Guadagno | C/O Carbonite, Inc. Two Avenue De Lafayette Boston MA 02111 | Svp, Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-30 | 534 | $41.60 | 86,114 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-04 | 10,603 | $40.99 | 75,511 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-09-04 | 1,265 | $41.11 | 74,246 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units.
- Includes 66,220 shares of common stock subject to unvested restricted stock units.
- Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 3, 2018.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.65 to $41.33, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $40.90 to $41.33, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
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