Filing Details
- Accession Number:
- 0001615774-18-009063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-31 20:50:11
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-08-31 20:50:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387156 | Airxpanders Inc | AXP | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 202555438 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509160 | Vivo Ventures Fund Vii, L.p. | 505 Hamilton Avenue, Suite 207 Palo Alto CA 94301 | No | No | Yes | No | |
1538309 | Vivo Ventures Vii Affiliates Fund, L.p. | 505 Hamilton Avenue, Suite 207 Palo Alto CA 94301 | No | No | Yes | No | |
1565020 | Vivo Ventures Vii, Llc | C/O Vivo Capital Llc 505 Hamilton Avenue, Suite 207 Palo Alto CA 94301 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-30 | 19,712,492 | $0.17 | 36,195,409 | No | 4 | P | Indirect | By Vivo Ventures Fund VII, L.P. |
Common Stock | Acquisiton | 2018-08-30 | 429,631 | $0.17 | 788,873 | No | 4 | P | Indirect | By Vivo Ventures VII Affiliates Fund, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Vivo Ventures Fund VII, L.P. |
No | 4 | P | Indirect | By Vivo Ventures VII Affiliates Fund, L.P. |
Footnotes
- Vivo Ventures VII, LLC is the general partner of each of Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P., the record holder of the securities, and disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- In addition, Albert Cha, Frank Kung, Edgar Engleman, Chen Yu and Shan Fu are managing members of Vivo Ventures VII, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.