Filing Details
- Accession Number:
- 0001209191-18-049130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-31 18:40:24
- Reporting Period:
- 2018-08-31
- Accepted Time:
- 2018-08-31 18:40:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1071255 | Golden Entertainment Inc. | GDEN | Services-Miscellaneous Amusement & Recreation (7990) | 411913991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1677023 | T Sean Higgins | 6595 S. Jones Blvd. Las Vegas NV 89118 | Executive Vp And Clo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-31 | 17,188 | $8.86 | 27,063 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-31 | 5,348 | $28.47 | 21,715 | No | 4 | F | Direct | |
Common Stock | Disposition | 2018-08-31 | 11,840 | $28.86 | 9,875 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2018-08-31 | 17,188 | $0.00 | 17,188 | $8.86 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
132,812 | 2026-03-27 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.82 to$28.99. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staffof the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price withinthe range set forth in this footnote (1) to Form 4.
- The options, representing a right to purchase a total of 150,000 shares of common stock, became exercisable 1/4 of the total number of shares on 03/28/17, and 1/48 of the total number of shares on the last day of each one-month period following 03/28/17.