Filing Details
- Accession Number:
- 0001209191-18-049116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-31 17:35:39
- Reporting Period:
- 2018-08-13
- Accepted Time:
- 2018-08-31 17:35:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403475 | Bank Of Marin Bancorp | BMRC | State Commercial Banks (6022) | 208859754 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1403538 | Peter Pelham | 504 Redwood Boulevard, Suite 100 Novato CA 94947 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-13 | 6 | $0.00 | 1,672 | No | 4 | J | Indirect | By 401(k) Plan |
| Common Stock | Disposition | 2018-08-30 | 1,672 | $88.44 | 0 | No | 4 | S | Indirect | By 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | J | Indirect | By 401(k) Plan |
| No | 4 | S | Indirect | By 401(k) Plan |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,569 | Indirect | By ESOP |
| Common Stock | 9,556 | Direct | |
| Common Stock | 279 | Indirect | As custodian for grandson under CAUTMA |
| Common Stock | 275 | Indirect | As Custodian for Grandson under CAUTMA |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to buy) | $22.25 | 2019-04-01 | 4,000 | 4,000 | Direct | |
| Common Stock | Stock Options (Right to buy) | $33.10 | 2020-04-01 | 1,750 | 1,750 | Direct | |
| Common Stock | Stock Options (Right to buy) | $38.00 | 2021-04-01 | 1,650 | 1,650 | Direct | |
| Common Stock | Stock Options (Right to buy) | $38.18 | 2022-04-02 | 2,650 | 2,650 | Direct | |
| Common Stock | Stock Options (Right to buy) | $39.35 | 2023-04-01 | 1,600 | 1,600 | Direct | |
| Common Stock | Stock Options (Right to Buy) | $45.88 | 2024-04-01 | 1,550 | 1,550 | Direct | |
| Common Stock | Stock Options (Right to buy) | $50.75 | 2025-03-02 | 2,600 | 2,600 | Direct | |
| Common Stock | Stock Options (Right to buy) | $49.65 | 2026-03-01 | 2,640 | 2,640 | Direct | |
| Common Stock | Stock Options (Right to buy) | $69.60 | 2027-03-01 | 1,760 | 1,760 | Direct | |
| Common Stock | Stock Options (Right to buy) | $67.15 | 2028-03-01 | 1,960 | 1,960 | Direct | |
| Common Stock | Stock Options (Right to buy) | $67.15 | 2028-03-01 | 950 | 950 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-04-01 | 4,000 | 4,000 | Direct |
| 2020-04-01 | 1,750 | 1,750 | Direct |
| 2021-04-01 | 1,650 | 1,650 | Direct |
| 2022-04-02 | 2,650 | 2,650 | Direct |
| 2023-04-01 | 1,600 | 1,600 | Direct |
| 2024-04-01 | 1,550 | 1,550 | Direct |
| 2025-03-02 | 2,600 | 2,600 | Direct |
| 2026-03-01 | 2,640 | 2,640 | Direct |
| 2027-03-01 | 1,760 | 1,760 | Direct |
| 2028-03-01 | 1,960 | 1,960 | Direct |
| 2028-03-01 | 950 | 950 | Direct |
Footnotes
- Exempt under Rule 16A-11 Additional shares resulting from dividend reinvestments
- In plan disposition of BMRC common stock under the Bank of Marin 401(k) Plan.
- Exercisable 20% per year beginning on first anniversary date of grant
- Exercisable 33% per year beginning on first anniversary date of grant
- Exercisable 33% immediately, then 33% per year on first anniversary date of grant.
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