Filing Details
- Accession Number:
- 0001209191-18-049058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-31 15:21:41
- Reporting Period:
- 2018-08-29
- Accepted Time:
- 2018-08-31 15:21:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071255 | Golden Entertainment Inc. | GDEN | Services-Miscellaneous Amusement & Recreation (7990) | 411913991 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649901 | A Stephen Arcana | 6595 S. Jones Blvd. Las Vegas NV 89118 | Evp And Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-29 | 50,000 | $7.34 | 68,434 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-29 | 12,720 | $29.01 | 55,714 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2018-08-29 | 11,350 | $29.03 | 44,364 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-30 | 17,274 | $28.72 | 27,090 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-31 | 8,656 | $28.31 | 18,434 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2018-08-29 | 50,000 | $0.00 | 50,000 | $7.34 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 170,000 | 2025-08-26 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.18. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.70 to $28.82. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.30 to $28.36. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to Form 4.
- The options, representing a right to purchase a total of 220,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares of on the last day of each one monthperiod following 08/27/16.
Billionaire Hedge Funds
