Filing Details
- Accession Number:
- 0001706902-18-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-31 13:04:07
- Reporting Period:
- 2018-08-30
- Accepted Time:
- 2018-08-31 13:04:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706902 | Danielle Cupps | C/O Xa Investments 1290 Broadway Suite 1100 Denver CO 80203 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares Of Beneficial Interest | Acquisiton | 2018-08-30 | 4,700 | $10.03 | 19,700 | No | 4 | P | Direct | |
| Common Shares Of Beneficial Interest | Acquisiton | 2018-08-30 | 300 | $10.02 | 20,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Billionaire Hedge Funds
