Filing Details
- Accession Number:
- 0001706902-18-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-30 12:05:13
- Reporting Period:
- 2018-08-29
- Accepted Time:
- 2018-08-30 12:05:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703079 | Xai Octagon Floating Rate & Alternative Income Term Trust | XFLT | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1706902 | Danielle Cupps | C/O Xa Investments 1290 Broadway Suite 1100 Denver CO 80203 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Of Beneficial Interest | Acquisiton | 2018-08-29 | 1,200 | $9.95 | 11,200 | No | 4 | P | Direct | |
Common Shares Of Beneficial Interest | Acquisiton | 2018-08-29 | 3,800 | $10.01 | 15,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |