Filing Details
- Accession Number:
- 0001227025-18-000093
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-29 17:52:27
- Reporting Period:
- 2018-08-28
- Accepted Time:
- 2018-08-29 17:52:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1227025 | Neophotonics Corp | NPTN | Semiconductors & Related Devices (3674) | 943253730 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1489550 | Yuen Wupen | 2911 Zanker Rd San Jose CA 95134 | Vice President Global Product | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2018-08-28 | 7,261 | $8.93 | 48,265 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-28 | 12,294 | $8.90 | 35,971 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2018-08-28 | 3,322 | $8.90 | 32,649 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Billionaire Hedge Funds
