Filing Details
- Accession Number:
- 0001104659-18-054173
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-29 17:22:18
- Reporting Period:
- 2018-08-27
- Accepted Time:
- 2018-08-29 17:22:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1130598 | Onconova Therapeutics Inc. | ONTX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1290208 | B Michael Hoffman | 53 East 83 Street New York NY 10028 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-08-27 | 20,000 | $0.45 | 5,811,116 | No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
Common Stock | Disposition | 2018-08-28 | 20,000 | $0.44 | 5,791,116 | No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
Common Stock | Disposition | 2018-08-28 | 30,000 | $0.46 | 5,761,116 | No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
Common Stock | Disposition | 2018-08-29 | 29,999 | $0.45 | 5,731,117 | No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
No | 4 | S | Indirect | By the Michael and Jane Hoffman 2018 Descendants Trust |
Footnotes
- These shares are held for the benefit of the reporting person's descendants. The reporting person's spouse is a trustee of the trust. The reporting person is a general agent of the trust.
- Includes (i) 19,951 options to purchase shares of Common Stock of the Issuer, which are immediately exercisable or will be exercisable within 60 days of the date hereof; (ii) 5,700,836.738 shares of Common Stock held by the Michael and Jane Hoffman 2018 Descendants Trust, of which Mr. Hoffman is donor (which includes 2,211,765 shares of Common Stock issuable upon the exercise of warrants for 55,294.125 shares of Series B Preferred Stock that convert into shares of Common Stock and 396,633 shares of Common Stock issuable upon the exercise of warrants, all of which are immediately exercisable or exercisable within 60 days hereof); and (iii) 8,453 shares of Common Stock held by the Michael and Jane Hoffman 2013 Descendants Trust (Non-GST Exempt Trust), of which Mr. Hoffman is donor.