Filing Details
- Accession Number:
- 0001179110-18-010994
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-29 16:55:00
- Reporting Period:
- 2018-08-27
- Accepted Time:
- 2018-08-29 16:55:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc. | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1142083 | J Arthur Higgins | C/O Ecolab Inc. 1 Ecolab Place Saint Paul MN 55102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-27 | 4,500 | $47.48 | 21,363 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2018-08-27 | 4,200 | $51.74 | 25,563 | No | 4 | M | Direct | |
Common Stock | Disposition | 2018-08-27 | 8,700 | $149.76 | 16,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2018-08-27 | 4,500 | $0.00 | 4,500 | $47.48 |
Common Stock | Non-Employee Director Stock Option (Right to Buy) | Disposition | 2018-08-27 | 4,200 | $0.00 | 4,200 | $51.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-08-06 | 2020-05-06 | No | 4 | M | Direct |
0 | 2011-08-05 | 2021-05-05 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $149.75 to $149.84, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option became exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant. The date listed in the "Date Exercisable" column represents the first vesting date.