Filing Details

Accession Number:
0001144204-18-047114
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-29 16:25:20
Reporting Period:
2018-08-28
Accepted Time:
2018-08-29 16:25:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1432196 Pershing Gold Corp. PGLC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1373203 C Barry Honig 215 Se Spanish Trail
Boca Raton FL 33432
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2018-08-28 574,000 $1.30 3,094,600 No 4 P Direct
Common Stock Acquisiton 2018-08-28 95,033 $2.00 3,189,633 No 4 P Direct
Common Stock Acquisiton 2018-08-28 326,346 $1.30 4,554,137 No 4 P Indirect See footnote
Common Stock Acquisiton 2018-08-28 639,431 $2.00 5,193,568 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 121,500 Indirect See footnote
Common Stock 1,763,522 Indirect See footnote
Common Stock 89,148 Indirect See footnote
Footnotes
  1. The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated April 24, 2018, the closing conditions of which were met as of August 28, 2018.
  2. The securities reported on this line were purchased in a private transaction pursuant to an executed Share Purchase Agreement, dated June 15, 2018, the closing conditions of which were met as of August 28, 2018.
  3. The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K.
  4. The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc.
  5. The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig.
  6. The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit Plan.