Filing Details
- Accession Number:
- 0001093557-18-000178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-28 18:58:28
- Reporting Period:
- 2018-08-24
- Accepted Time:
- 2018-08-28 18:58:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1093557 | Dexcom Inc | DXCM | Surgical & Medical Instruments & Apparatus (3841) | 330857544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1700255 | Steven Jacob Leach | 6340 Sequence Drive San Diego CA 92121 | Svp, Research & Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-24 | 10,577 | $3.19 | 109,455 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-24 | 10,577 | $138.32 | 98,878 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2018-08-24 | 10,000 | $5.92 | 108,878 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2018-08-24 | 10,000 | $138.32 | 98,878 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2018-08-24 | 10,577 | $0.00 | 10,577 | $3.19 |
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2018-08-24 | 10,000 | $0.00 | 10,000 | $5.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-12-11 | 2018-12-11 | No | 4 | M | Direct |
| 15,000 | 2009-10-02 | 2018-10-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,824 | Indirect | Family Holdings |
| Common Stock | 47,600 | Indirect | by Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $138.19 to $138.65. The price above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- Included in this number are 56,182 unvested restricted stock units, 30,093 of which were granted on March 8, 2018 and shall vest through March 8, 2021, 15,422 of which were granted on March 8, 2017 and shall vest through March 8, 2020 and 10,667 of which were granted on March 8, 2016 shall vest through March 8, 2019.
- Shares are held by the Gregg Family Grandchildren's Trust UAD 12/30/2010, with respect to which the reporting person's spouse is a trustee.
- Shares are held by the Kyndra S. Leach Trust UAD 12/12/2012, with respect to which the reporting person's spouse is a trustee.
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