Filing Details
- Accession Number:
- 0001567619-18-001846
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-28 17:25:33
- Reporting Period:
- 2018-08-24
- Accepted Time:
- 2018-08-28 17:25:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1159036 | Halozyme Therapeutics Inc | HALO | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1091823 | J Randal Kirk | C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-08-24 | 41,944 | $18.20 | 4,120,689 | No | 4 | S | Indirect | by R.J. Kirk DOT |
Common Stock | Disposition | 2018-08-27 | 44,381 | $18.22 | 4,076,308 | No | 4 | S | Indirect | by R.J. Kirk DOT |
Common Stock | Disposition | 2018-08-28 | 175,389 | $18.02 | 3,900,919 | No | 4 | S | Indirect | by R.J. Kirk DOT |
Common Stock | Disposition | 2018-08-24 | 61,428 | $18.20 | 2,219,466 | No | 4 | S | Indirect | by Kapital Joe |
Common Stock | Disposition | 2018-08-27 | 64,996 | $18.22 | 2,154,470 | No | 4 | S | Indirect | by Kapital Joe |
Common Stock | Disposition | 2018-08-28 | 256,860 | $18.02 | 1,897,610 | No | 4 | S | Indirect | by Kapital Joe |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | by R.J. Kirk DOT |
No | 4 | S | Indirect | by R.J. Kirk DOT |
No | 4 | S | Indirect | by R.J. Kirk DOT |
No | 4 | S | Indirect | by Kapital Joe |
No | 4 | S | Indirect | by Kapital Joe |
No | 4 | S | Indirect | by Kapital Joe |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,327,603 | Indirect | by TSCP V |
Common Stock | 290,460 | Indirect | by JPK 2012 |
Common Stock | 46,701 | Indirect | by Kellie L. Banks LTT |
Common Stock | 354,654 | Indirect | by JPK 2009 |
Common Stock | 354,653 | Indirect | by MGK 2009 |
Common Stock | 2,235 | Indirect | by ZSK 2009 |
Common Stock | 302,954 | Indirect | by JPK 2008 |
Common Stock | 302,954 | Indirect | by MGK 2008 |
Common Stock | 302,954 | Indirect | by ZSK 2008 |
Common Stock | 11,317 | Indirect | by Lotus Capital |
Common Stock | 216,795 | Indirect | by Staff 2001 |
Common Stock | 131,144 | Indirect | by Sr Staff 2006 |
Common Stock | 65,572 | Indirect | by Staff 2006 |
Common Stock | 21,858 | Indirect | by Incentive 2006 |
Common Stock | 3,562,388 | Direct |
Footnotes
- Kapital Joe, LLC ("Kapital Joe") and the R.J. Kirk Declaration of Trust ("R.J. Kirk DOT") sold shares on a pro rata basis.
- Randal J. Kirk controls each of R.J. Kirk DOT, Kapital Joe, Third Security Capital Partners V, LLC ("TSCP V"), JPK 2012, LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), JPK 2009, LLC ("JPK 2009"), MGK 2009, LLC ("MGK 2009"), ZSK 2009, LLC ("ZSK 2009"), JPK 2008, LLC ("JPK 2008"), MGK 2008, LLC ("MGK 2008"), ZSK 2008, LLC ("ZSK 2008"), Lotus Capital (2000) Company, Inc. ("Lotus Capital"), Third Security Staff 2001 LLC ("Staff 2001"), Third Security Senior Staff 2006 LLC ("Sr Staff 2006"), Third Security Staff 2006 LLC ("Staff 2006") and Third Security Incentive 2006 LLC ("Incentive 2006"). Shares held by these entities may be deemed to be indirectly beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.