Filing Details
- Accession Number:
- 0000899243-18-023375
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-28 16:18:06
- Reporting Period:
- 2018-08-24
- Accepted Time:
- 2018-08-28 16:18:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1505155 | Upland Software Inc. | UPLD | Communications Equipment, Nec (3669) | DE |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1137204 | Epm Live, Inc. | 401 Congress Ave., Suite 2650 Austin TX 78701 | No | No | No | Yes | |
1295389 | Joseph Liemandt | 401 Congress Avenue, Suite 2650 Austin TX 78701 | No | No | Yes | No | |
1477025 | Esw Capital, Llc | 401 Congress Avenue, Suite 2650 Austin TX 78701 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-08-24 | 5,000 | $35.41 | 854,400 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-08-27 | 854,400 | $34.85 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,803,574 | Indirect | See Footnote |
Footnotes
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.45. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- These shares are held directly by EPM Live, Inc. ("EPM"), a controlled subsidiary of ESW Capital, LLC ("ESW"). The sole voting member of ESW is Joseph A. Liemandt ("Mr. Liemandt"). Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.
- Represents a weighted average sales price per share. These shares were sold in multiple transactions at prices ranging from $34.85 to $35.13. The Reporting Person undertakes to provide to the Issuer, the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the range.
- These shares represent 1,803,574 shares directly held by Acorn Performance Group, Inc. ("Acorn"). Acorn is a controlled subsidiary of ESW. Each of ESW and Mr. Liemandt disclaim Section 16 beneficial ownership of the reported shares except to the extent of their respective pecuniary interest therein, if any.