Filing Details
- Accession Number:
- 0001437749-18-016215
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-27 21:43:14
- Reporting Period:
- 2018-08-24
- Accepted Time:
- 2018-08-27 21:43:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1266806 | Second Sight Medical Products Inc | EYES | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624919 | Gregg Williams | 12744 San Fernando Road Suite 400 Sylmar CA 91342 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2018-08-24 | 12,700 | $1.59 | 30,035,001 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2018-08-27 | 10,623 | $1.57 | 30,045,624 | No | 4 | P | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
Footnotes
- Sam B Williams 95 GST Trust ("GST") acquired 6,350 shares of common stock on August 24, 2018 and 5,312 shares on August 27, 2018. The Gregg G. Williams 2006 Trust ("GW Trust") acquired 6,350 shares of common stock on August 24, 2018 and 5,311 shares on August 27, 2018. Purchases were made pursuant to a 10b5-1 plan dated June 14, 2018. Mr. Williams is a trustee of both trusts.
- Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.56 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- Represents the weighted average price for the shares. The shares were purchased at prices ranging from $1.55 per share to $1.62 per share. The reporting person will provide to the Securities and Exchange Commission staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
- After giving effect to the transactions reported on this Form 4, shares beneficially owned by Mr. Williams include (i) 17,380,176 shares of common stock and warrants to purchase 6,802,721 shares of common stock owned by GW Trust, (ii) 1,484,254 shares of common stock owned by Williams International Co. LLC, whose manager is Mr. Williams, (iii) 4,358,082 shares of common stock owned by Sam Williams Family Investments LLC, whose manager is Mr. Williams, and (iv) 6,823,112 shares of common stock owned by GST.