Filing Details
- Accession Number:
- 0001209191-18-048571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-27 19:47:03
- Reporting Period:
- 2018-08-23
- Accepted Time:
- 2018-08-27 19:47:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326110 | Nantkwest Inc. | NK | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1033742 | Steve Gorlin | C/O Nantkwest, Inc. 3530 John Hopkins Court San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2018-08-23 | 21,475 | $3.06 | 224,805 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-08-24 | 10,225 | $3.07 | 214,580 | No | 4 | S | Direct | |
Common Stock | Disposition | 2018-08-27 | 18,300 | $3.09 | 196,280 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 321,720 | Indirect | By spouse |
Footnotes
- Represents the weighted average share price of an aggregate total of 21,475 shares sold in the price range of $3.03 to $3.105 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 10,225 shares sold in the price range of $3.04 to $3.11 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average share price of an aggregate total of 18,300 shares sold in the price range of $3.05 to $3.14 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.