Filing Details

Accession Number:
0001171843-18-006270
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2018-08-27 16:51:23
Reporting Period:
2017-12-18
Accepted Time:
2018-08-27 16:51:23
Original Submission Date:
2017-12-20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287032 Prospect Capital Corp PSEC () 432048643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294357 F John Barry 10 East 40Th St, 42Nd Floor
New York NY 10016
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-12-18 102,207 $6.88 29,973,054 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Due to a clerical error, the reporting person is filing this amendment to the Form 4 originally filed on December 20, 2017 (this "Amendment") to correct the number of shares purchased with an exercise price of $6.8835 acquired by the reporting person on December 18, 2017 from 102,107 to 102,207.