Filing Details
- Accession Number:
- 0001213900-18-011714
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-24 17:03:06
- Reporting Period:
- 2018-08-23
- Accepted Time:
- 2018-08-24 17:03:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1703785 | Falcon Minerals Corp | FLMN | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1168756 | Z Jonathan Cohen | C/O Falcon Minerals Corporation 1845 Walnut Street, 10Th Floor Philadelphia PA 19103 | Chief Executive Officer | Yes | Yes | Yes | No |
1703786 | Osprey Sponsor, Llc | C/O Falcon Minerals Corporation 1845 Walnut Street, 10Th Floor Philadelphia PA 19103 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2018-08-23 | 750,000 | $10.00 | 750,000 | No | 4 | P | Indirect | By GRAT |
Class A Common Stock | Acquisiton | 2018-08-23 | 6,875,000 | $0.00 | 6,875,000 | No | 4 | C | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By GRAT |
No | 4 | C | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-08-23 | 6,875,000 | $0.00 | 6,875,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 0 | Direct |
Footnotes
- The shares of Class B Common Stock were held by Osprey Sponsor, LLC and automatically converted into shares of Class A Common Stock, par value $0.0001 per share, of the Issuer upon the closing of the Issuer's initial business combination on a one-for-one basis, and had no expiration date. Jonathan Z. Cohen, Chief Executive Officer and a director of the Issuer, is the sole manager of Osprey Sponsor, LLC and has sole voting and dispositive control over the shares held by Osprey Sponsor, LLC and may be deemed the beneficial owner of such shares. Mr. Cohen disclaims beneficial ownership over any securities owned by Osprey Sponsor, LLC in which he does not have any pecuniary interest.