Filing Details

Accession Number:
0001213900-18-011714
Form Type:
4
Zero Holdings:
No
Publication Time:
2018-08-24 17:03:06
Reporting Period:
2018-08-23
Accepted Time:
2018-08-24 17:03:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1703785 Falcon Minerals Corp FLMN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1168756 Z Jonathan Cohen C/O Falcon Minerals Corporation
1845 Walnut Street, 10Th Floor
Philadelphia PA 19103
Chief Executive Officer Yes Yes Yes No
1703786 Osprey Sponsor, Llc C/O Falcon Minerals Corporation
1845 Walnut Street, 10Th Floor
Philadelphia PA 19103
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2018-08-23 750,000 $10.00 750,000 No 4 P Indirect By GRAT
Class A Common Stock Acquisiton 2018-08-23 6,875,000 $0.00 6,875,000 No 4 C Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By GRAT
No 4 C Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2018-08-23 6,875,000 $0.00 6,875,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 0 Direct
Footnotes
  1. The shares of Class B Common Stock were held by Osprey Sponsor, LLC and automatically converted into shares of Class A Common Stock, par value $0.0001 per share, of the Issuer upon the closing of the Issuer's initial business combination on a one-for-one basis, and had no expiration date. Jonathan Z. Cohen, Chief Executive Officer and a director of the Issuer, is the sole manager of Osprey Sponsor, LLC and has sole voting and dispositive control over the shares held by Osprey Sponsor, LLC and may be deemed the beneficial owner of such shares. Mr. Cohen disclaims beneficial ownership over any securities owned by Osprey Sponsor, LLC in which he does not have any pecuniary interest.