Filing Details
- Accession Number:
- 0000899243-18-023231
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2018-08-24 16:27:04
- Reporting Period:
- 2018-08-22
- Accepted Time:
- 2018-08-24 16:27:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1478121 | Pfenex Inc. | PFNX | Pharmaceutical Preparations (2834) | 271356759 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1619986 | Robin Campbell | C/O Pfenex Inc., 10790 Roselle Street San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2018-08-22 | 5,000 | $4.85 | 5,000 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Footnotes
- Represents the weighted average share price of an aggregate total of 5,000 shares purchased in the price range of $4.74 to $4.99 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- Shares held by The Campbell Family Trust dated April 16, 1999, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.
Billionaire Hedge Funds
